• 2024/03/27 GMT
  • Webinar

One of the most prominent challenges confronting capital markets firms is the escalating complexity of regulatory requirements. This creates a pressing need for agile strategies to adapt to the intricacies of compliance practice. Furthermore, as regulatory bodies tighten their grips on data protection measures, safeguarding client information and ensuring data privacy are paramount.

In this dynamic environment, financial institutions that can integrate technology innovations such as artificial intelligence (AI) into their strategies are poised to revolutionise compliance processes, streamline operations, and enhance risk management.

This webinar provides an essential overview of the key trends for risk and compliance leaders, providing a platform for discussion on adaptive strategies and the role of technology in shaping the future of regulatory reporting. 

 

Key discussion topics include:

  • Trends in capital markets regulation: have we hit peak regulation? Where are there gaps?
  • Difficulties of increasing regulatory complexity, granularity of requirements and regional variations. 
  • The challenge of handling huge volumes of sensitive data safely and securely.
  • How firms are adapting strategies, systems and processes to drive efficiencies in regulatory compliance and reporting.
  • How regulated firms and regulators can work better together to share best practice and develop common solutions.
  • How technologies such as cloud and AI are creating new opportunities for firms to improve their regulatory reporting and compliance.
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Conquering new heights in regulatory reporting: innovations in regulatory compliance

Speakers

Linda Middleditch

Linda Middleditch

CPO Regnology

 Banaja Panda

Banaja Panda

Regulatory reporting expert

Loren Schwartz

Loren Schwartz

Senior director of capital markets regulatory technology CIBC

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