Regnology acquires CG3-1 REGTECH LLC (CG3-1) to expand North American footprint

FRANKFURT, GERMANY, October 15, 2024 - Regnology, a leading software provider focused on regulatory reporting solutions, is pleased to announce the acquisition of CG3-1, a firm specializing in regulatory calculations for the USA broker-dealer market.

This strategic acquisition marks another milestone for Regnology as it further expands its footprint in the US with dedicated solutions for broker-dealers, covering regulatory capital, customer reserve, and portfolio margin requirements.

Established in 2018, CG3-1 has quickly become a household name for US broker-dealers looking to comply with regulatory requirements such as SEA 15c3-1, SEA 15c3-3, and FINRA Rule 4210.

The acquisition also presents substantial opportunities for CG3-1 to elevate its offerings. By leveraging Regnology’s extensive regulatory reporting capabilities, CG3-1 can expand its value chain end-to-end 15c3-1 and 15c3-3 reporting solutions, including automated data sourcing and last mile reporting such as the FOCUS report. This integration will also enable CG3-1 to deliver a more robust and seamless client experience through advanced orchestration and enhanced workflow efficiency.

The acquisition is effective immediately, and our teams will begin collaborating to integrate CG3-1’s solutions into Regnology’s offerings.

“We are excited to continue with our acquisition strategy and bring CG3-1 under the Regnology umbrella. This move further solidifies our market position, and we look forward to announcing further acquisitions soon as we strive to become the global reference for RegTech and SupTech.”

Bobby Rahman - Head of M&A, Regnology

“We have long admired CG3-1’s leadership and the recognition they gained serving Tier 1 clients. Their calculation tools are recognized as the best available and will be a valuable addition to our product portfolio, enabling us to enhance our regulatory offerings for the North American market.”

Rob Mackay - CEO, Regnology